Business 401(k) Services / Tax Savings

401(k) Plan Fiduciary Checklist

401(k) Plan Fiduciary Checklist

Manage Fiduciary Risk

Every retirement plan is requires to have a fiduciary -- someone who’s responsible for administrative, operational, and investment management. If these responsibilities aren’t carried out diligently and in the best interest of employees, the fiduciary is personally liable. Last year, the Department of Labor recovered more than $1.4 billion from business owners and other fiduciaries for violations. Download the checklist to learn how to manage your fiduciary risk.

Our fiduciary checklist can help you understand your responsibilities and reduce your risk. It includes:

  • Fiduciary Duties
  • Investment & Service Provider Oversight
  • Fiduciary Liability
  • Plan Administration Basics
  • Employee Support